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- Link: Compliance Junior Associate from eToro
- Dates: Until December 31, 2020.
- Job location: USA.
- Job description: Oversight Advertising and Marketing departments. Seek out and implement efficiencies and process improvements. Analyze problems and implement corrective action. Execute firm's supervisory policies and procedures. Assist with regulatory inquiries and exams. Perform periodic enhanced reviews. Collaborate with compliance professionals on Legal and Compliance projects. Update compliance filings, records, and systems relevant to broker-dealer registrations, employee files, etc. Test Compliance policies and procedures. Maintain AML and KYC policies and procedures. Forensic testing of client’s conflicts of interest. Oversee compliance risk assessments, test and monitor program in accordance with regulatory expectations and best practices. Understand regulatory obligations directly affecting eToro. Examine and stay apprised of updates and developments in the regulatory environment. Support in the launch of the RIA.
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