🎁 Swissquote | Compliance Officer


ENDED
  • Link: Compliance Officer from Swissquote

  • Dates: All year 2018.
  • Job location: Gland, Switzerland.
  • Job description: Be responsible of legal research and analysis of banking law, monitoring of regulatory developments, new services and activities. Develop, implement and update several internal processes and guidelines. Apply LBA, OBA-FINMA regulations, monitor the independent asset managers and prevention of market abuse. Advise on institutional clients and financial intermediaries. Manage key regulatory projects. Deal with issues related to corporate & tax law. Council, training and support on new regulations.