🎁 Saxo Bank | Compliance Analyst

Link: Compliance Analyst from Saxo Bank
Dates: All year 2024
Job location: Sydney, Australia.
Job description: Assist in the monitoring, investigation, testing and reporting on the effectiveness of our compliance framework. Assist in the draft of group-wide reports on key incidents or said thematic reviews. Initial drafting of periodic reports to Committees and Business Management. Assist in maintaining strong relationships with internal stakeholders. Assist in the periodic reviews/updates to Policies and Procedures as well as client terms & agreements. Assist in regulatory/compliance-related responses to internal business units. Assist in managing regulatory license applications and providing AU regulatory guidance/best practice to onshore/offshore teams. Assist in maintain compliance registers, including Breaches, Conflicts of Interests and Training.