ENDED
- Link: Senior Analyst - Financial Crime Compliance from IG Markets
- Dates: All year 2024
- Job location: Krakow, Poland.
- Job description: Investigate and escalate potential suspicious Market Abuse cases. Analyze trading and client data and make a recommendation for follow up actions to mitigate or report perceived financial crime risks. Report suspicious activity via STORs/SARs to financial regulators and authorities. Assist business operations by responding to day-to-day queries from various business representatives and assist in the development and implementation of necessary ad hoc business changes whether regulatory or business driven. Prepare responses to regulatory requests or law enforcement agencies. Assist in reviewing, creating and updating compliance procedures, manuals and training resources. Engage with global compliance officers to provide assistance and keep all stakeholders informed of issues or the status of tasks performed which require oversight from local MLROs. Perform control testing to provide regular assurance relating to compliance and control effectiveness. Compile and escalate findings and make recommendations for control improvement. Test existing tools and create new solutions for process improvement.
|
Latest promotions:
Extra promotions:
Comments:
Ewa Brej
July 18, 2024Work History
2018-05
- present
Assistant Manager Operations in Financial Crime
Compliance
HSBC Service Delivery (Polska) Sp. z o.o., Kraków
managing a team of 10-15 AML Investigators
monitoring team performance and report on metrics
participating in coordinated discussions with business partner for updates
and guidance regarding process flow, procedures and regulatory issues
maintaining relationship with business partner and different other teams
(Quality team, Education team, HR)
communication with other sites (Reims/Cairo) to improve AML
understanding and process across multiple sites
ensuring that all deadlines and quality are met
conducting quality check of processed alerts
participating in the interview and selection process for job applicants
assisting new staff members in learning job specific tasks
2017-02
- 2018-04
Anti-Money Laundering Expert L2 with French
HSBC Service Delivery (Polska) Sp. z o.o., Kraków
investigating and assessing more complex alerts for potential money
laundering and terrorist financing
investigate and analyze transactions deemed suspicious
preparing comprehensive narrative summaries detailing the decisions
made, ensuring alignment with compliance standards
ensuring that the productivity and quality levels are exceeded as per the
standards set for the process
staying up to date with the latest financial crime techniques, especially
anti-money laundering trends
supporting junior staff on project work environment
2016-02
- 2017-01
Anti-Money Laundering Analyst L1 with French
HSBC Service Delivery (Polska) Sp. z o.o., Kraków
review, escalate, or close alerts that are triggered by transaction
monitoring systems, ensuring all alerts are managed according to
compliance protocols
completing assigned tasks in the established timeframe as per the process
benchmarks
acting in accordance with policies and guidelines
performing research via internal and external sources
gathering and analyzing documentation according to the requirements
It's your turn: