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- Link:Compliance Officer (UAE) from eToro
- Dates: All year 2024
- Job location: Dubai, UAE.
- Job description: Ensure the effective implementation of the firm’s compliance and AML/CTF policies and procedures. Design and implement the compliance monitoring plan, perform monitoring and surveillance subsequent reviews. Support the Know Your Customer (KYC) and EDD review process. Provide support and guidance to staff on regulatory, policy and procedural issues and application. Assist with client enquiries and requests for information. Identify, log and resolve compliance issues, client complaints and policy and regulatory breaches. Review and update Compliance and AML/CTF policies and procedures in line with regulatory changes. Provide compliance and AML/CTF training to staff. Ensure timely completion and filing of regulatory and AML reports. Provide the SEO, Board and Group Senior Management with compliance management information. Stay up to date with AML/CTF and regulatory developments both locally and internationally. Develop and maintain a positive and constructive relationship with the Regulators and promptly respond to any request. Identify, analyze and report suspicious transactions to the relevant authorities.
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Comments:
Shima Ghaffari
November 21, 2024I am a British Citizen currently in Dubai, with over 10 years experience in legal and compliance work currently working for Volkswagen Group as the compliance officer for the United Kingdom and Scandinavian countries.
I am responsible for AML, Antitrust, Anti-corruption and Human Rights topics, providing training to over 1500 employees.
I have a degree in law from The University of Law in the UK and a master’s degree in International Commercial Law from the Brunel University in London.
Looking at my background you can also see a great experience in Compliance and Auditing from Fraud investigation to Quality Management and variety of ISO Standards.
***** [please contact the broker directly]
Adarsh K G
July 9, 2024This is Adarsh Krishnavilas Goplakrishnan Nair, LL M, MBA with around 19 years Legal & Compliance experience with AML, KYC analysis, Acceptance advisory, CDD and EDD, Reporting, Monitoring transactions, Sanctions, Good understanding of legal and regulatory language Compliance, Quality Assurance in addition to UAE experience.
Thank you so much for this opportunity, If you require any additional information, please do not hesitate to contact me.
Thanks and Regards
Adarsh K G
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Forex Bonus Team
March 3, 2024Thank you,
Please apply directly thorough e-Toro website.
CS Ishrath Unnisa Begum
March 3, 2024Dear HR,
This is CS Ishrath Unnisa Begum, from India having more than a year experience in Dubai as a Compliance officer for a Corporate services Provider Firm.
Presently I am looking for a job in Compliances and related field. For your information I am residing in Dubai on my Husband's sponsorship. My CV is attached herewith for your perusal, please find the attachment.
Request to you to kindly consider my candidature to serve in your organization. Looking forward to hear from you.
Thanks and Regards
Ishrath
00971-******
Hala Al Jawabra
March 3, 2024To whom it May concern
Good Day!
This is Ms.Hala Aljawabra, Banker with around 8 years Compliance Banking experience with AML, KYC analysis, Acceptance advisory, CDD and EDD, Reporting, Monitoring transactions, Sanctions, Good understanding of legal and regulatory language Compliance, Quality Assurance in addition to UAE experience.
I would like to present to you my request for an available job opportunity with your respected company.
Thank you so much for this opportunity, If you require any additional information, please do not hesitate to contact me.
kindly update me your respective feedback regarding my attached profile.
Sincerely,
Hala Aljawabra
contact: +971 54 *****
looking forward to hearing from you
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