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- Link: Compliance Analyst from Pepperstone
- Dates: All year 2023
- Job location: Melbourne, Australia.
- Job description: Administrative responsibility of maintaining registers, Compliance calendars, declarations and attestations. Collaborate with various global client facing teams to deliver training and be a point of contact for queries. Assist Compliance Managers with queries received by commercial stakeholders. Conduct control testing activities outlined in the Pepperstone Compliance Management Framework / Compliance Monitoring Program. Assist with the development and review of Compliance policies and procedures. Review and undertake customer KYC processes such as OCDD and ECDD. Assist with the internal and external dispute resolution process and drafting complaint responses. Work collaboratively with stakeholders to ensure compliance obligations are understood and managed.
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Damien Papalie
October 4, 2024An innovative, pragmatic, and highly skilled compliance professional who has played a pivotal role in Financial Crime advisory (AML/CTF), projects and quality assurance transformation. Establishing new teams/processes and supporting the delivery of change across divisions. Professional experience gained within the corporate environment, Financial Crime, and IT Security industries. Excellent orientation towards developing a collaborative culture to heighten productivity and efficiency with proven achievements comprising of governance, and framework methodologies. A committed and analytical thinker equipped with strong engagement abilities and exceptional problem-solving skills seeking inspiring opportunities to apply academic training and practical compliance skills towards satisfying regulatory obligations and lead to improved financial performance.
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